As mentioned in a previous post, new rules on how dealing commissions can be used by investment managers to pay for research and other services were proposed by the FCA in November of 2013. The UK regulator gave the industry 3 months to respond, and as one might have expected, many market participants have made their voices heard.
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The Industry Responds to Proposed Regulations
Posted on the 8th April 2014 by Gillian Elcock
As mentioned in a previous post, new rules on how dealing commissions can be used by investment managers to pay for research and other services were proposed by the FCA in November of 2013. The UK regulator gave the industry 3 months to respond, and as one might have expected, many market participants have made their voices heard.
(more…)